Register now for ECSE Certification workshop and exam from March 18

The Eastern Caribbean Securities Regulatory Commission (ECSRC) in collaboration with the Eastern Caribbean Securities Exchange (ECSE) will be hosting the 21st Eastern Caribbean Securities Market (ECSM) Certification Programme Workshop and Examination from 18th to 24th March AND 25th to 26th March 2020.

The course comprises two Modules – Theory and Practical – and provides:

  1. an overview of the ECSM;
  2. a review of the Securities Act 2001 and Securities Regulations;
  3. brokerage operations and customer account management;
  4. licensee requirements and compliance;
  5. economic and financial analysis;
  6. basics of equities and bond market;
  7. portfolio management and asset allocation; and
  8. practical software training on the trading and registry systems of the ECSE and ECCSD

Deadline for receipt of completed Registration Forms and payment of Registration Fees is Monday, 9 March 2020. Persons desirous of re-sitting the examination or interested in refresher training may also register.

Kindly contact the ECSRC Secretariat at or 869-465- 2537 ext 3279 OR 3939, should you require additional information or have any queries.